PR/086575 | FORMAT Analyst

COMPANY OVERVIEW
Our client of Japanese asset managers which provides an assortment of financial solutions and manages a broad spectrum of financial products across its global branches is looking for a FORMAT Analyst.

RESPONSIBILITIES

• Primarily responsible for monitoring regulations. Works with risk owners to ensure that GMU complies with all required regulations.   Assists with creating regulatory compliance frameworks for GMU.

• Responsible for legal documentation, procedure manuals updates, FRB / NYSDFS examinations, compliance testing, and audits as needed.

• Ensures BSA/AML compliance.  Performs KYC process and conducts account opening, monitoring and closing processes for GMU customers/ counterparties.

• Performs transactions / counterparties review and prepares monthly reports. Monitor credit line compliance. 

• Performs operational risk management, as well as development and improvement of internal controls.

• May liaise with Head Office.

• Performs other duties and responsibilities as assigned by management.

REQUIREMENTS

• Bachelor’s degree or equivalent, in finance, economics, data processing and programming with 5+ years of related experience

• Advanced in Microsoft 365 (Excel, Word, and Outlook).. Good knowledge of Visual Basic Application, Access, and Power Point preferred.

• Knowledge of FX, Derivatives, and other capital market products and services, preferred.

• Knowledge of ISDA and CSA, preferred.

• Prior work experience in a financial institution, preferred.

SALARY & Benefits

USD $120,000 - $140,000 DOE and discretionally bonus 

OTHERS

Work location: New York, NY (Midtown area) *Will require a hybrid work schedule of at least 3 days in office per week.

We sincerely apologize, but due to a high volume of applicants, only those who successfully pass the initial screening will be contacted. We truly appreciate your understanding.

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