Internal Auditor - Business Process & Control Reviews

This is an opportunity to join the Internal Audit Division of a major securities firm in Tokyo, focusing on business process audits across wholesale, retail, and corporate divisions. You'll evaluate internal control effectiveness and help ensure governance standards meet both regulatory and operational risk expectations. Hybrid work flexibility and a supportive qualification reimbursement scheme are available.

Client Details

Our client is one of Japan's premier securities institutions, operating as part of a global financial group. Their Internal Audit department plays a critical role in overseeing governance, risk management, and compliance effectiveness across the firm's domestic and international operations.

Description

• Conduct internal audits focused on business functions across the organization
• Evaluate control design and effectiveness within wholesale, retail, and corporate units
• Coordinate with departments on audit scoping, execution, and reporting
• Contribute to internal audit innovation and risk-based audit planning

Job Offer

• Flextime with 10:00-15:00 core hours and remote work options
• Career development support for audit certifications
• Key audit exposure across front-to-back securities operations

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Carl Iso +818046764473.

• Strong communication and collaboration skills
• Japanese fluency required; English proficiency preferred
• Preferred certifications: CIA, CISA, Japan Securities Dealer Association qualifications

Experience in either:

• Securities firm operations (preferably from a global or foreign-affiliated institution)
• Risk, compliance, or audit roles within financial institutions
• Internal audit work at an audit firm